The National Arbitration Forum, (NAF) has just released its proposed Supplemental Rules for Uniform Rapid Suspension (URS) , including complainant fees that range from $375 – $500 depending on number of domains involved.
The fee for the domain holder who gets hit with a URS is $400 if the complaint is for more than 16 domain names.
However all domain holders will have to pay for a re-evaluation of a negative URS decision and an appeal of a URS decision.
Here is a complete set of the proposed rules which have to be approved by ICANN:
These Supplemental Rules have not yet received final approval from ICANN and are subject to revision before July 1, 2013.
1. Definitions
(a) The Rules means the Rules for the Uniform Rapid Suspension System, approved by the Internet Corporation for Assigned Names and Numbers (ICANN).
(b)The URS Procedure means the Uniform Rapid Suspension System as approved by ICANN.
(c) The Forum means the National Arbitration Forum.
(d) Submit. In these Supplemental Rules or in a Forum or Panel Order, documents are deemed Submitted when received by the Forum via the submission method specified;
(e) Calendar Days means that all days, including weekends and international and national holidays, shall be counted in determining all deadlines and due dates.
Exceptions-Deadlines:
(i) In the event that a deadline falls on a United States federal holiday, as defined by 5 U.S.C. §6103, the deadline shall be extended to the following Calendar Day.
(ii) In the event that a Calendar Day deadline falls on a Saturday or Sunday, the deadline shall be extended to the following Calendar Day.
2. Scope
The Forum will apply the URS Rules, the URS Procedure, and the Forum’s Supplemental Rules in effect at the time a Complaint is Submitted. The Forum’s Supplemental Rules may be amended by the Forum in its sole discretion.
3. Communications
All communications must be directed to the Forum and not to the Examiner.
4. The Complaint
(a) The Complaint must include all elements listed in Paragraph 3(b) of the Rules and must be submitted via the Forum’s online complaint filing site at http://domains.adrforum.com.
(i) All supporting documents must be in a format as specified in Annex A to these Supplemental Rules, unless approved by the Forum in advance.
(ii) Individual files must not exceed the file size restrictions as set forth in Annex A to these Supplemental Rules unless approved by the Forum in advance. The Annexes may be divided into multiple files as needed.
(iii) The Forum may rename electronic files compatible with internal naming conventions, for ease of internal and Examiner use.
(b) The Complaint will be auto-generated elecronically based upon the domain names entered, the current Whois information for the domain names, the arguments entered by Complainant, and the documents uploaded per the URS Procedure and Rules.
(c) The Complaint may not be amended at any time.
5. The Response
(a) The Response must include all elements listed in Paragraph 5(b) of the Rules and must be submitted via the Forum’s online complaint filing site at http://domains.adrforum.com.
(i) All supporting documents must be in a format as specified in Annex A to these Supplemental Rules, unless approved by the Forum in advance.
(ii) Individual files must not exceed the file size restrictions as set forth in Annex A to these Supplemental Rules unless approved by the Forum in advance.
(iii) The Forum may rename electronic files compatible with internal naming conventions, for ease of internal and Examiner use.
(b) The method used by the Forum to communicate to the Respondent will be:
(i) the e-mail address Respondent provided in the Response;
(ii) if no Response is Submitted or if no e-mail address is provided in the Response, the e-mail address of the Respondent in the WHOIS on the date the Complaint was filed or as provided to the Forum by the Registry.
6. Extensions
(a)Paragraph 5.3 of the URS Procedure provides that the Respondent may request additional time to Submit a Response. Any request by the Respondent for an extension must:
i. be Submitted via the Respondent’s online portal;
ii. be timely submitted;
1. An extension request submitted prior to the expiration of the initial response period, shall, if granted, delay the appointment of the Examiner until the Response is filed or the extension period ends, whichever comes first.
2. An extension request submitted after notice of Default and Examiner appointment, but prior to the Default Determination, shall if granted, delay the Default Determination until the Response is filed or the extension period ends, whichever comes first.
3. An extension request submitted within 30 Calendar Days after a Default Determination, shall, if granted, allow Respondent to file a Response during the extension period without payment of the re-examination fee.
iii. state the exceptional circumstances warranting the request for an extension; and
iv. state the length of the extension being requested (no more than seven (7) additional Calendar Days).
b. The Forum will, in its sole discretion, determine if the circumstances warrant granting the extension.
7. Stays of the Administrative Proceeding
(a) If the Examiner has not been appointed by the Forum, parties may jointly request a stay for a one-time period of forty-five Calendar Days, provided that both parties utilize the Stay option on their portals before the first Determination is issued: http://domains.adrforum.com.
(b) Prior to expiration of the Stay, at least one party must request via their portal that the case be reinstated or the Complaint will be automatically dismissed.
(c) If an Examiner has been appointed by the Forum, a request that the administrative proceeding be stayed shall be granted at the discretion of the appointed Examiner.
8. The Record of the Administrative Proceeding.
The Complaint and Response, as submitted through the filing portal, constitute the complete record to be considered by the Examiner.
9. Appointment of the Examiner
(a) The Forum will maintain and publish a list of Examiners and their qualifications to which any party will be directed on the Forum’s web site, http://domains.adrforum.com. The Forum will appoint an Examiner from this list to serve as a single Examiner.
(b) For Appeal Panel rules, see Supplemental Rule 16 regarding Appeals.
10. Impartiality and Independence
(a) All Forum Examiners will take an oath to be neutral and independent.
(b) A Examiner will be disqualified if circumstances exist that create a conflict of interest or cause the Examiner to be unfair and biased, including but not limited to the following:
(i) The Examiner has a personal bias or prejudice concerning a party or personal knowledge of disputed evidentiary facts;
(ii) The Examiner has served as an attorney to any party or the Examiner has been associated with an attorney who has represented a party during that association;
(iii) The Examiner, individually or as a fiduciary, or the Examiner’s spouse or minor child residing in the Examiner’s household, has a direct financial interest in a matter before the Examiner;
(iv) The Examiner or the Examiner’s spouse, or a person within the third degree of relationship to either of them, or the spouse of such a person:
(1) Is a party to the proceeding, or an officer, director, or trustee of a Party; or
(2) Is acting as a lawyer or representative in the proceeding.
(c) A party may challenge the selection of a Examiner, provided that a decision has not already been published, by filing with the Forum a written request stating the circumstances and specific reasons for the disqualification.
(d) A request to challenge must be filed in writing with the National Arbitration Forum within one (1) Business Day of the date of receipt of the notice of the selection.
(e) Provided a Determination has not already been published by the selected Examiner, the Forum will promptly review the challenge and determine whether circumstances exist requiring Examiner disqualification in accord with this rule.
11. Communications Between Parties and the Examiner
(a) No party may directly communicate with a Examiner.
(b) The parties may communicate with the Case Coordinator assigned to their proceeding by phone or e-mail.
(c) Any request by a party for any type of action by the Forum or Examiner must be communicated via the online portal, where possible, or at least via email to the Forum and the opposing party(s) if no portal option is available.
12. Withdrawal
(a) Prior to the first issued Determination, the Complainant may withdraw the Complaint without prejudice. A withdrawal request must be Submitted to the Forum via the online portal. Upon the Forum’s receipt of the withdrawal request, the Complaint will be withdrawn without prejudice and the administrative proceeding will be terminated.
(b) Prior to the first issued Determination, the Complaint may be withdrawn pursuant to a joint request made by both parties. A withdrawal request must be Submitted to the Forum via the online portal, must be consented to by both parties, and may request dismissal either with or without prejudice.
(c) The Complaint cannot be withdrawn after any Examiner Determination is published.
13. Examiner Decisions
Examiner decisions will meet the requirements set forth in Paragraphs 13 and 15 of the Rules and will be of a length that the Examiner deems appropriate.
14. Correction of Clerical Mistakes.
Clerical mistakes or clerical errors in the Examiner’s decision arising from oversight or omission by the Examiner may be corrected by the Forum.
15. Communication of Determination to Parties; Publication of Determination.
(a) The Forum will publish Examiner Determinations via transmission to the parties, ICANN, the Registry, and the Registrar as required by the Rules, and by publishing the full Determination per URS Procedure Para. 9 and URS Rule 15 on a publicly accessible web site.
(b) All requests pursuant regarding what information a party wants included or excluded from a publicly available Determination must be made in a timely, compliant Complaint or Response.
16. URS Appeal Supplemental Rules
(a) The Notice of Appeal shall be filed by the submission of an online form available in the parties’ online portal.
(i) The Appellant shall include the Appeal fee with the Notice of Appeal.
(ii) The Appellant may elect to have the Appeal heard by a three- member Panel for an additional fee.
(iii) The Appellant shall elect to have the Appeal decided on the basis of the originally submitted documents or to include additional materials, in accordance with Rule 18(b) at the time the Notice of Appeal is filed. In either case, the entire prior record shall be provided to the Appeal Panel.
(iv) If an Appeal including additional submissions is elected, the Appeal shall be filed via the online Appeal form on the parties’ portal.
(v) Allsupporting documents must be in a format as specified in Annex A to these Supplemental Rules, unless approved by the Forum in advance.
(vi) Individual files must not exceed the file size restrictions as set forth in Annex A to these Supplemental Rules unless approved by the Forum in advance. The Annexes may be divided into multiple files as needed.
(vii) The Forum may rename electronic files compatible with internal naming conventions, for ease of internal and Examiner use.
(b) Within 2 Business Days of the submission of the Notice of Appeal, the Forum will notify the Registry of the Appeal. If the Determination being appealed granted the domain name to the Registrant, the Registry shall be requested to re-lock the domain name, preventing transfer to a new registrant or registrar during the Appeal.
(c) If an Appeal including additional submissions is elected by the Appellant, the Appellee’s Reply shall be filed by the submission of an online form available in the parties’ online portal at http://domains.adrforum.com.
(i) The Appellee may elect to have the Appeal heard by a three- member Panel for an additional fee, if Appellant has not already done so.
(ii) Allsupporting documents must be in a format as specified in Annex A to these Supplemental Rules, unless approved by the Forum in advance.
(iii) Individual files must not exceed the file size restrictions as set forth in Annex A to these Supplemental Rules unless approved by the Forum in advance. The Annexes may be divided into multiple files as needed.
(iv) The Forum may rename electronic files compatible with internal naming conventions, for ease of internal and Examiner use.
(d) Appeal Panel Appointment
(i) If neither party has timely requested and paid for a three member Appeal Panel, the Forum shall select an Examiner from its list of qualified Examiners to hear the Appeal. The Forum will not re-appoint the Examiner who made the Determination being appealed.
(ii) If either party has timely requested and paid for a three member Appeal Panel, each party shall select three Examiners from the Forum’s list of qualified Examiners within the time allotted for the Appeal or Reply submissions as stated in the Rules. The Forum will make every effort to appoint one of the Examiners from each parties’ list to the Panel, but if all three selections are unavailable, or there are insufficient Examiners who are fluent in the language needed, the Forum will make an appropriate selection. The Forum will appoint the presiding Examiner from its list of qualified Examiners. None of the Examiners on the Appeal Panel may be the Examiner who made the Determination being appealed.
(e) The Appeal Examiner or Panel shall ordinarily make its Appeal Determination within 14 Calendar Days from the date of appointment, but may extend the time for its Appeal Determination in the event of exceptional circumstances.
17. Conclusion of the Proceedings.
Subject to the provisions of the URS Procedure for a late Response, a URS Appeal, or an appeal to the UDRP, Determinations are final. No requests to the Forum for reconsideration or changes will be considered. The Forum may, in its discretion, correct clerical or typographical errors or omissions in Determinations at the request of a party, or an Examiner, or on its own.
18. Fees (U.S. Dollars)
(a) Fees:
Fee Type |
Paid By |
Amount |
Refundable/to whom? |
|
Filing Fee |
Complainant |
# of DN |
Fee |
No |
1-15 |
$375 |
|||
16-50 |
$400 |
|||
51-100 |
$450 |
|||
101+ |
$500 |
|||
Response Fee |
Respondent |
# of DN |
Fee |
Yes – To prevailing party |
16-50 |
$400 |
|||
51-100 |
$450 |
|||
101+ |
$500 |
|||
Re-examination Fee (more than 30 days late) |
Respondent |
$200 |
No |
|
Re-examination Extension Fee |
Respondent |
$100 |
No |
|
Appeal (no new material) |
Appellant |
Panel Size |
Fee |
No |
1 |
$300 |
|||
3 |
$950 |
|||
Appeal (new material) |
Appellant |
Panel Size |
Fee |
No |
1 |
$450 |
|||
3 |
$1300 |
|||
Appeal to UDRP |
Appellant (now the Complainant in UDRP) |
Forum will credit half of the filing fee paid in a Forum-administered URS case to the filing of a Forum-administered UDRP case for the same domain names, by the same Complainant, and between the same Parties, if the Appeal to the UDRP is filed within 30 Calendar Days. |
(b) Non-refundable fees:
Fees to be paid to the Forum as provided in these Supplemental Rules are non-refundable, except for the Response fee, as stated in Rule 18(a).
(c) Payment shall be made online via credit card:
(d) If any form of payment is cancelled, stopped, returned unpaid or dishonored, without prior written authorization from the Forum, the Forum reserves the right to charge a service fee of $50 for each cancelled, stopped, returned or dishonored payment.
19. Effective Date
These Supplemental Rules apply to all cases filed on or after July 1, 2013.
Annex A to National Arbitration Forum’s Supplemental Rules
The purpose of this annex is to define technical requirements for electronic submissions.
- Types of Files Supported
The National Arbitration Forum will accept files having the following extensions. If you have a file in a format not specified, you must have advance permission from the National Arbitration Forum or your submission may be rejected.
(a) .pdf (preferred)
(b) .doc [Microsoft Word document]
(c) .rtf
(d) .jpg
(e) .tiff
(f) .xls [Microsoft Excel spreadsheet]
(g) .htm/.html
- File Size Restrictions
(a) No individual file may exceed 10 MB; a preferred file size limitation is 5 MB.
(b) No party may submit electronic case documents in excess of 50MB, in the aggregate, per case number, without advance approval from the FORUM (such approval will be limited to very large or complex cases).
SUGGESTIONS AND REMINDERS
Electronic Signatures
The UDRP permits “any electronic signature.” The Forum recommends the following:
(a) A scanned signature inserted into the appropriate place in a document.
(b) The use of /s/ to indicate an electronic signature (i.e. /s/ John Doe)
The National Arbitration Forum does not accept links to files located on external servers and is not responsible for gathering electronic files. All files must be sent to the FORUM following the
Adam Strong says
Imagine the quality of legal professionals who are going to work these cases for those peanuts. . . . and even if they are quality professionals, how much time do you think a $300-400/ per hour attorney is going to put toward reading an arbitration case ? Race to the bottom legal services. UGH.
Danny Pryor says
Do I read this correctly? If someone tries to take my domains from me, I have to pay the NAF to defend myself? Further, it only applies if the number of domains is 16 or greater, is that correct?
What demon spawn conceived of this shit?
shahram says
not only that so what if the respondent doesn’t pay those fees or cant afford them? will they automatically lose? Seems like this will open the flood gates for reverse hijackers.
Danny Pryor says
Also, Mike or anyone with further insight (I’m checking, myself), which registries have adopted this “compliment” to the UDRP process?
Michael Berkens says
Danner
Correct you do get your response fee back if you win.
Also even if you just get hit with one domain and lose and want the re-examination process or appeal the decision your going to have to pay:
Re-examination Fee (more than 30 days late) Respondent $200
Re-examination Extension Fee Respondent $100
Appeal (no new material) Appellant Panel Size Fee
1 $300
3 $950
Appeal (new material) Appellant Panel Size Fee
1 $450
3 $1300
Michael Berkens says
The domain holder fee only applied if the complaint is for 16 or more domains but see my comments above.
RaTHeaD says
this is so sick that it makes suicide bombers look completely rational.
Michael Berkens says
Guys
This thing has been kicking around since 2009:
http://www.thedomains.com/2009/06/01/hate-udrps-say-hello-to-something-much-worse-the-uniform-rapid-suspension-system-urs/
Its just the exact pricing that is now know
jp says
Seriously if someone URSes you then you get a $400 fee for that even if you did nothing wrong? And then after you win your URS somebody else could go and do the same thing over and over and over again? Does this only apply to new tlds or is this going to be immediately attached to .com as well? Who is going to buy any domain names and click I agree to that registration agreement.
Danny Pryor says
I guess the question of which registries are participating is answered quickly with this: The new gTLDs. I recall there was debate about appending UDRP for existing registries, but I guess that finally was shelved, and wisely so. It’s like modifying a contract without one party’s consent, after the contract takes effect.
So, here’s a question I have, and perhaps this is something that should be considered in a different forum, but what is the likelihood of some type of “domain insurance” company/companies becoming a new ancillary part of the domain industry, at large, to cover these specific cirsumstances. I know the notion of domain insurance already exists for transactions, but what about URS or UDRP protection, where an actual payout is made to cover fees in the event of the large-scale URS filing?
If I’m talking out of my ass on any of this, let me know; my expertise is obviously in different areas.
Michael Berkens says
right now only applies to new gTLD’s but look for TM groups to push to make it apply to existing extensions.
Michael Berkens says
Danny
I think there could be a market for it
jp says
Good news is any of us can file and cause $400 fees to anyone we want over and over again too. If everybody pitches in just $5 we could raise enough money to really annoy some people and cost them some $$$. So for like $5k dollars how many complaints can we file against the NAF themselves and cost them $400 a shot?
Cartoonz says
The self serving greed is illuminated fully by the last box in the fee schedule…
“Appeal to UDRP” – 1/2 the URS fees apply if they take it to the UDRP level after they lose. Note that only the Complainant can use that, the domain holder does not have such an option.
Domainer Extraordinaire says
Our friends at citizenhawk will love this.
John Berryhill says
@Adam
“how much time do you think a $300-400/ per hour attorney is going to put toward reading an arbitration case ?”
The theory is that if they need to spend more than a couple of minutes looking at it, then it is not the sort of case for which the URS was designed. That’s the theory, anyway.
Any given day, if you look at the “pending” list at WIPO, for example here:
http://www.wipo.int/amc/en/domains/casesx/list.jsp?prefix=D&year=2013&seq_min=600&seq_max=799
…you’ll see all of those “Gucci” names, and things like:
colgatemaxwhite.com
Now, unless the guy’s name is “Max White” and he graduated from Colgate, it doesn’t take a whole lot of figuring, and a $1500 fee, to come to a pretty accurate determination of what is going on there. There are some other low probability explanations, and they happen – just ask Mr. A. R. Mani – but it shouldn’t take much time to decide something like that.
That’s the theory. The real question is whether the URS panelists are going to be able to show enough restraint to limit themselves to true no-brainers. That question is a cause for concern, given that the UDRP was originally sold as applying to “clear cases”, but UDRP panelists have not been able to restrain themselves from generating decisional principles to deal with situations where the facts don’t neatly fit the UDRP as written.
John Berryhill says
Also, given the speed and lack of procedural flexibility, while I haven’t come to a conclusion yet, and will need to see how this works out, filing suit in the Mutual Jurisdiction is going to be a more frequent backstop option. What I’m thinking about at this time is preparing a “form complaint” of some kind into which the relevant facts can be dropped, and a domain registrant can get it into US federal court to hold the status quo. There are some organizations which have adopted a “file suit every time” approach to the UDRP (e.g. the Yummy Names portfolio at Tucows). IMHO, that may or may not be the best approach to a given case, but it may be the best approach to the URS.
John Berryhill says
“but what about URS or UDRP protection, where an actual payout is made to cover fees in the event of the large-scale URS filing?”
It’s been kicked around by various folks for years. The problem is that it would suffer from a self-selection problem. Relative to the number of domain names registered, UDRP’s are rare events (a tiny fraction of a percent of domain names). Obviously, large portfolio owners address these things pretty regularly, but dealing with legal disputes is part of conducting any business at all. But I’m not sure what happens when someone registers a bunch of obvious famous trademarks and then wants to buy some kind of “insurance” against what is, at bottom, deliberate activity.
For example, some idiot goes out and registers “Verizon” names in every new TLD, and then wants “insurance”. What should it cover? A defense, loss of the names, loss of revenue? And if the idea is that it covers the cost of a defense, then what is the defense? “I’m an idiot”?
Michael Berkens says
John
Well if there was an insurance company for this they like any other insurance company would want to know what they were insuring which would require submission to them of the domain names being covered, the insurance company could then assess whether its an asset they want to insure and decide what the premium would be